Department of Biochemistry,
Correspondence Address: Prof. Leticia Labriola, Department of Biochemistry, Chemistry Institute, University of São Paulo, São Paulo 05508-000, Brazil. E-mail: firstname.lastname@example.org ; Prof. Maurício S. Baptista, Department of Biochemistry, University of São Paulo, Av. Prof. Lineu Prestes 748, São Paulo 05508-900, Brazil. E-mail: email@example.com
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Cancer remains a worldwide health problem, being the disease with the highest impact on global health. Even with all the recent technological improvements, recurrence and metastasis still are the main cause of death. Since photodynamic therapy (PDT) does not compromise other treatment options and presents reduced long-term morbidity when compared with chemotherapy or radiotherapy, it appears as a promising alternative treatment for controlling malignant diseases. In this review, we set out to perform a broad up-date on PDT in cancer research and treatment, discussing how this approach has been applied and what it could add to breast cancer therapy. We covered topics going from the photochemical mechanisms involved, the different cell death mechanisms being triggered by a myriad of photosensitizers up to the more recent-on-going clinical trials.
Photodynamic therapy, breast cancer, photosensitizers, cell death
Cancer remains a worldwide health problem. In particular, breast cancer is the disease with the highest impact on global health. Even with all the recent technological improvements, recurrence and metastasis still are the main causes of death. In fact, the high mortality as a consequence of distant metastasis in patients remains a bottleneck for an effective treatment in clinic[1,2]. Metastasis are characterized by a sequential and complex process during which cancer cells invade specific organs including lung, liver, brain, and bone. Metastatic lesions are usually multiple and resistant to conventional therapies, jeopardizing successful surgical resection, chemo and radiation treatment.
Light has been known to provide a therapeutic potential for several thousands of years. Over 3000 years ago, since the Ancient, Indian and Chinese civilizations it has been used for the treatment of various diseases mainly in combination with reactive chemicals, for example to treat conditions like vitiligo, psoriasis and skin cancer. After 1895 with the discovery of the phototherapy, which rendered Niels Ryberg Finsen the Nobel prize in Physiology/Medicine in 1903 in recognition of his work on the treatment of diseases, and in particular on the treatment of lupus vulgaris by means of concentrated light rays, many studies with the use of light and chemicals emerged.
Photodynamic therapy (PDT) is currently being used as an alternative treatment for the control of malignant diseases[8-10]. It is based in the uptake of a photosensitizer (PS) molecule which, upon being excited by light in a determined wavelength, reacts with oxygen and generates oxidant species (radicals, singlet oxygen, triplet species) in target tissues, leading to cell death[11,12]. PDT cytotoxic properties have been established to be due to the oxidation of a large range of biomolecules in cells, including nucleic acids, lipids, and proteins, leading to severe alteration in cell signaling cascades or in gene expression regulation[13,14]. Like all the newly proposed treatments, there is still place for improvements and lots of resources have been invested in this field recently. In this review, we set out to perform a broad up-date on PDT and it implication in cancer research and treatment. We have covered topics going from the photochemical mechanisms involved, the different cell death mechanisms being triggered by a myriad of photosensitizers up to the more recent reported preclinical studies and on-going clinical trials.
As previously stated, PDT involves the photosensitized oxidation of biomolecules which can be separated in two mechanisms. In Type I, light energy passes from excited molecules to biomolecules through electron/hydrogen transfer (radical mechanism) in direct-contact reactions [Figure 1] and culminates in specific damage to biomolecules and in the initiation of radical chain reactions. On the other hand, in the Type II mechanism, the excitation energy is transferred to molecular oxygen (3O2), resulting in the formation of singlet oxygen (1O2), which is extremely electrophilic, being capable of causing damage to membranes, proteins and DNA [Figure 1]. Direct contact reactions usually cause more severe damage in biomolecules, but also cause photodegradation of the PS, while diffusive species are important to replenish the PS. By either mechanism, the formation of triplet excited species is the key step in terms of performance of the PS. Both tricyclic phenotiazinium salts and macrocyclic poly-pyrroles (porphyrins and derivatives) compounds generate, reasonable amounts of triplets upon electronic excitation, being therefore PSs commonly used for PDT. There is no doubt that the outcome of PDT critically depends on the intrinsic efficiency of the PS. Even when the search for new PS remains mostly focused in the synthesis of compounds that produce singlet oxygen with greater efficiency, there are many factors needed to be considered including aggregation and photodegradation.
Figure 1. Mechanisms of photosensitization. The photosensitizer (PS), is a molecule capable to absorb energy from light in a specific wavelength. Once excited, the PS transits from its ground state PS(S0), to its singlet excited PS(S1) and triplet excited PS(T1) states. At this point PS(T1) can react directly with biomolecules, like proteins or lipids (targets), via Type I photochemical reaction, resulting in formation of radicals, like PS•, capable to initiate radical chain reactions. Otherwise, PS (T1) can react with molecular oxygen 3O2, via the Type II photochemical reaction. Both generates diffusive oxidant species like radical superoxide, O2.-, and singlet oxygen, 1O2, via type I and II respectively, capable to extend the damage
Damages to proteins and membranes are of particular importance for PDT in order to optimize the cytotoxic efficiency to the process. Indeed, PSs displaying a higher degree of accumulation in cell and/or organelles membranes are usually more cytotoxic[16,17]. The mechanism by which photosensitized oxidations on lipids cause membranes to leak out, has been recently described. In generic terms, changes in phospholipids occur due to lipid peroxidation, which are reactions that are initiated as a consequence of the formation of free radicals and singlet oxygen. After this starting point, the process becomes autocatalytic, leading to the formation of hydroperoxides and other byproducts. Figure 2 summarizes the main steps in photo-induced membrane damage. The first one usually involves the “ene” reaction between the lipid (LH) and singlet oxygen (formed via type II photochemical reaction between PS triplet PS(T1) and molecular oxygen) leading to the formation of hydroperoxide (LOOH). The other steps comprise direct reactions with the PS(T1) via Type I photochemical mechanism. Irreversible damage occurs with the abstraction of a hydrogen atom from an unsaturated fatty acid (LH), leading to the formation of a lipid radical (L•). This one suffers the addition of an oxygen molecule forming the peroxyl radical (LOO•) which is, in turn, able to react with another LH fatty acid, initiating a new oxidation round leading to the formation of lipid hydroperoxide (LOOH) and another L•. The propagation phase comprises the initiation of a new oxidation chain by the peroxyl radical (LOO•) and the decomposition of the lipid hydroperoxides into other intermediate radicals. In light-induced reactions, formation of alkoxides is catalyzed by direct contact reactions between the triplet photosensitizer, the lipid double bond and the lipid hydroperoxide, leading to chain breakage by -scission. This process leads to the formation of lipid truncated aldehydes and further products, which are molecules responsible for starting of the leakage process. This explains successful results as well as opens possibilities for cellular targeting strategies that will be discussed below.
Figure 2. Mechanisms of photo-induced membrane damage. This graphical sketch represents how Type I and Type II photochemical reactions contribute to membrane leakage through lipid damage. Type I reactions lead to changes in membrane fluidity which occur as a result of direct-contact reactions between the PS triplet [PS (T1)] and either the lipid double bond of LH or the LOOH. Type II reactions [PS (T1) and molecular oxygen (3O2)] generates singlet oxygen (1O2) which leads to the formation of hydroperoxide (LOOH) as primary product. Modified from. R•: generic radical species; LH: non-oxidized lipid; L•, LOO•, LO•: lipid carbon-centered, peroxyl and alkoxyl radicals; LOOH, LOH, LO, LO*: lipid hydroperoxide, alcohol, ketone and excited state ketone
The PS is one of the three crucial elements of PDT, apart from light and oxygen. Due to their photochemistry properties and uptake efficiency currently only a few PSs have official approval worldwide and are being used clinically. Related to cancer treatment, PS approved or in clinical trial are listed on Table 1. In particular, Porfimer sodium (Photofrin), mTHPC (Foscan), NPe6 (Laserphyrin), SnEt2 (Purlytin), Visudyne (Veteporfin) and Motexafin lutetium (LuTex) are clinically or preclinically applied for breast cancer[19-21]. These photosensitizers have shown selectivity towards tumor cells and are ideal for cellular and vascular-targeted PDT. Moreover their interference with cytoprotective molecular responses constitutes an area of growing interest[22,23]. Other compounds such as porphyrin precursors [e.g., aminolevulinic acid (ALA)], phenothiazines (e.g., methylene blue)[25,26], cyanines (e.g., merocyanine, indocyanine green), hypericin, and xanthenes (e.g., Rose Bengal) have been considered as good candidates as PS used for PDT.
|Photosensitizer||Chemical family||Treatment Wavelength (nm)||Cancer type||Characteristics|
|Porfirmer sodium, HPD: hematoporphyrin derivative (Photofrin)||Porphyrin||630||Lung, esophagus, bile duct, bladder, brain, ovarian, breast skin metastases||1st generation PS
Most probable intracellular localization: plasma membrane and mitochondria.
|5-ALA: 5-aminolevulinic acid (Levulan)||Porphyrin precursor||630||Skin, bladder, brain, esophagus||2nd generation PS
Most probable intracellular localization: mitochondria
Topical, oral or intravenous administration
|MAL: methyl-aminolevulinate (Metvix)||Porphyrin precursor||630||Skin||2nd generation PS
Most probable intracellular localization: mitochondria and ER
|h-ALA: hexylaminolevulinate (Hexvix)||Porphyrin precursor||White light||Basal cell||2nd generation PS
Intracellular localization: TBD
|Veteporfin, BDP: benzoporphyrin derivative (Visudyne)||Porphyrin||690||Pancreas, breast||2nd generation PS
Most probable intracellular localization: mitochondria
|Palladium bactereopheophorbide, padeliporfin, WST-11 (Tookad)||Porphyrin||762||Esophagus, prostate||2nd generation PS
Intracellular localization: TBD. Intravenous administration
|Temoporfin, mTHPC: meso-tetrahydroxyphenylchlorine (Foscan)||Chlorin||652||Head and neck, lung, brain, bile duct, pancreas skin, breast||2nd generation PS
Most probable intracellular localization: mitochondria, golgi apparatus and ER
|Talaporfin, mono-L-aspartyl chlorin e6, NPe6, LS11 (Laserphyrin)||Chlorin||660||Liver, colon, brain, lung, breast skin metastases||2nd generation PS
Most probable intracellular localization: lysosomes
|HPPH: 2-(1-hexyloxyethyl)-2-devinyl pyropheophorbide-a (Photochlor)||Chlorin||665||Head and neck, esophagus, lung||2nd generation PS
Most probable intracellular localization: mitochondria and/or lysosomes
|Rostaporfin, SnEt2: tin ethyl etiopurpurin I, or (Purlytin)||Chlorin||660||Skin, breast||2nd generation PS
Most probable intracellular localization: lysosomes
|Fimaporfin, disulfonated tetraphenyl chlorin, TPCS2a (Amphinex)||Chlorin||633||Superficial cancers, Cholon||2nd generation PS
Most probable intracellular localization: endo-lysosomal compartments
|Motexafin lutetium (Lutex)||Texaphyrin||732||Breast||2nd generation PS
Broad intracellular localization
Several studies have been performed over the last decades in order to better characterize PS efficacy and selectivity. Some of them have focused on the development of agents with higher absorption wavelengths, allowing deeper penetration of illuminating sources and thus the depths at which tumor cells can be targeted, the so-called second-generation PSs. Third-generation PSs have recently emerged aiming mainly at targeting strategies, such as antibody-directed PS and PS-loaded nanocarriers. These approaches were developed in order to increase the power and efficiency of PDT and have allowed the broadening of the types of diseased tissues that could be treated.
Besides the PSs photoactive capacity, which enables it as a therapeutic agent upon light activation, their autofluorescence is also an important characteristic. Indeed, PS’s fluorescence confers them imaging properties to be used for detection of pre-cancer lesions and early malignancies, as well as tumor margins. Furthermore, this property can be used for the identification of remaining dysplastic tissue upon surgical tumor resections, and to monitor the progress of the PDT treatment. Thus the combination of imaging, detection and therapeutic properties confers them the characteristics of theranostic agents[36,37]. PS 5-ALA, which is a prodrug enzymatically converted during heme synthesis to the active PS agent protoporphyrin IX, displays theranostic properties and has brought important knowledge in PDT research and treatment field. Additionaly, in clinical trials 5-ALA has already shown clinical benefit in different types of tumors.
PDT is considered to be involved in at least three main mechanisms of tissue destruction. The first one is the ability to directly kill cells through the action of damaging reactive chemical species generated by PS excitation. Direct phototoxic effect of PDT involves irreversible photodamage to specific targets, such as membranes and organelles as discussed in the previous section. The extent of the damage as well as the cell death mechanisms involved are dependent on the PS type, concentration, subcellular localization, energy applied and also on the intrinsic resistance characteristics of each tumor type. When perturbations of the intracellular and/or extracellular microenvironment are too intense, cells can die following a complete breakdown of the plasma membrane (necrosis morphology) or elicit specific cell death mechanisms. Additionally, PDT tumor destruction can also involve the damage of the tumor vasculature, thereby compromising the supply of oxygen and essential nutrients, as well as activation of the immune system, by inducing an inflammatory and an immune response against tumor cells[23,35,40].
Cell death subroutines are strongly connected with successful therapy outcome. Even when a detailed explanation of cell death mechanisms is not the scope of this review (updated and deeper information can be assessed in), here we point some of their important features, since describing one or ones of them involved in cell toxicity constitutes a very important topic of research in the field of PDT.
At the cellular level, PDT has been shown to induce multiple cell death subroutines, that can be accidental or not [Figure 3]. Accidental cell death is an uncontrollable form of death corresponding to the physical disassembly of the plasma membrane caused by extreme physical, chemical, or mechanical cues. On the other hand, regulated cell death (RCD) results from the activation of one or more signal transduction modules, and hence can be pharmacologically or genetically modulated, at least to some extent. The RCD subroutines already related with PDT include apoptosis and different mechanisms of regulated necrosis (such as necroptosis and lysosome-dependent cell death)[15,41]. Briefly, apoptosis is a type of RCD initiated by perturbations of the extracellular or intracellular microenvironment, being respectively classified as extrinsic (when signals are detected by plasma membrane receptors, and propagated by caspase-8 and precipitated by executioner caspases, mainly caspase-3) or intrinsic (demarcated by mitochondrial membrane permeabilization (MOMP), unbalance of pro and anti-apoptotic factors related with members of BCL2 family of proteins, and precipitated by the executioner caspases)[39,43-48]. Necroptosis is a modality of RCD triggered by perturbations of extracellular or intracellular homeostasis that critically depends on phosphorylation, oligomerization and migration of MLKL (mixed lineage kinase domain-like protein) to plasma membrane, the kinase activities of RIPK3 and (at least in some settings) of RIPK1 (receptor interacting protein kinases-1 and -3, respectively). Finally, lysosome-dependent cell death (LDCD) is a consequence of lysosomal membrane permeabilization[50,51] and releasing of cathepsins, with optional involvement of MOMP and caspases. Indeed, one of the advantages of PDT is that this therapeutic approach has demonstrated to be able to cope with the very well described ability to bypass the several resistance mechanisms displayed by malignant cells.
Figure 3. Overview of cell death subroutines that can be elicited by Photodynamic therapy. The most described locations of different photosensitizers (PS) are the plasma membrane (PM), endoplasmic reticulum (ER), mitochondria (M) or the lysosome (L). Depending on its localization, after activation by light (red lightinhbolt) it can directly damage the PM causing unregulated necrosis or culminate in one or more regulated cell death (RCD) mechanisms. UPR: unfolded protein response; LMP: lysosome membrane permeabilization; Fe: iron; ROS: reactive oxygen species; -P: phosphate group presented in the active forms of RIPK3 and MLKL on necroptosis pathway; LDCD: lysosomal dependent cell death
PS localization within or on the cell surface is critical to determining the mode of cell death induction and thus the cellular response to photodamage[38,52,53]. Therefore, precise understanding of the preferential subcellular site of PS accumulation is important in order to determine its cytotoxic potential when used in PDT[38,54]. PS uptake by the tumorigenic cells as well as its preferential intracellular site depends on chemical characteristics of each compound. Hydrophobic molecules can rapidly diffuse into plasmatic membranes while more polar drugs tend to be internalized via endocytosis or assisted transport by serum lipids and proteins. After internalization, most of the PSs are localized in organelle membranes due to their common chemical core. In general, PS’s cellular localization can be highly specific or quite broad, and have been reported to include the endoplasmic reticulum (ER), mitochondria, Golgi complex, lysosomes and the plasma membrane[40,55]. To limit DNA damage and avoid the development of genetically resistant cells, PS should not accumulate in the cell nuclei. Accidental necrosis is more often observed when the PS site of action is in the plasma membrane and/or when it is activated with high energy doses. In order to suppress undesired damage to normal tissues, this effect should in general be avoided. In an organelle-specific photodamage scenario, the mechanism of autophagy is activated as a coordinated intracellular response aiming at reestablishing homeostasis. When impaired or insufficient autophagy is triggered, induction of cell death is the most common result observed[26,38,57,58]. The best documented organelle specific cytotoxic effects of PDT are related with the photodamage of mitochondria, lysosomes and ER.
Porphyrins can present a variable localization pattern, mostly associated with plasma membranes and mitochondria. PSs that are located in the mitochondria can cause mitochondrial inner membrane permeabilization and selectively damage antiapoptotic proteins of the BCL-2 family, localized at the outer mitochondrial membrane while the proapoptotic proteins are left intact, resulting in an unbalance of pro- and anti-apoptotic players that results in caspase activation. On the other hand, some mitochondria-associated porphyrins can also activate necroptosis, as already shown in 5-ALA-PDT). A lysosome localization pattern was observed using negatively-charged porphyrins, NPe6 and the phenothiazinium methylene blue[26,38,53]. A potential advantage of lysosome target PDT is that lysosomal damage might easily circumvent autophagic protection that can be activated in parallel of cell damage. Lysosome damaging PDT leads to LDCD[39,51,60]. Release of cathepsins after PDT can result in cleavage of the pro-apoptotic protein Bid to a truncated form termed tBid. This product can in turn interact with mitochondria, leading to the release of cytochrome c, followed by the consequent activation of intrinsic apoptosis as already shown in NPe6-PDT. However, not only apoptosis can be activated by lysosome damage and although it has not been demonstrated as a PDT-induced mechanism yet, several parameters of regulated necrosis have been also associated with LDCD. Indeed, the degradation of caspase-8 and recruitment of necroptosis machinery or even the involvement of iron homeostasis modulation leading to an increased susceptibility to undergo ferroptosis have already been associated with lysosomal damage. Other porphyrins such as mTHPC and Hypericin, have been reported to target ER or both ER and mitochondria. Under massive photodamage in ER membranes, PDT can elicit pro-death signaling via the unfolded protein response cascade. The resulted ER stress, activates the pro-apoptotic transcription factor CHOP, which in turn mediates mitochondrial apoptosis. The induction of multiple cell death pathways is usually considered as an useful characteristic of PDT, since it increases photokilling in tumor cells harboring a particular cell death pathway resistance.
The major challenge in the fight against cancer includes treatment toxicity and drug-resistance associated with incompletely tumor removal by surgical resection. In order to extend patient survival, systemic chemotherapy has become an essential part of treatment after surgery. However, therapies effective in both reducing the high mortality rate associated with the disease as well as improving patient quality of life still need to be developed[22,35]. In an attempt to circumvent the appearance of a secondary disease, immunotherapy has been applied and developed as a tool to control cancer recurrence and metastases. There are few effective treatments for metastases, thus there is an increased interest in therapies that eliminate primary tumors and systemically activate antitumor immune responses. In this sense, PDT emerges as a potential therapy to be used alone or in combination with other approved or experimental approaches because of the recent findings indicating that PDT can also trigger systemic effects, including the reinstallation of immunosurveillance[29,66].
Examples of immunotherapy include the use of monoclonal antibodies to block immune checkpoint activity of cancer cells, enabling anti-cancer T cell responses, or adoptive cellular therapy to prime patient’s own lymphocytes to attack cancer cells. The goal of immunotherapy is to generate a robust immune response, stimulating the endogenous cytotoxic lymphocytes to eradicate tumor cells and ultimately achieve long-term anticancer immunity. Therefore, the ideal cancer treatment should involve the direct cytotoxic action on tumor cells with potential to stimulate the immune system based on the immune-recognition of danger signals emitted by dying cells. In a typical immune response, antigens are captured by dendritic cells (DCs), which then mature and present antigenic peptides to T cells in lymph nodes, generating effector T cells that migrate towards sites of infection, inflammation or injury. IFN-γ and GM-CSF are central to the process of DC maturation and macrophage activation. DCs in turn release cytokines, like IL-1β, IL-6, IL-12 or TNF, that shape the Natural Killer cell (NK) and T cell responses. T cells CD4+ and CD8+, together with NK cells, can receive survival signals and stimulation from IL-2, leading to full effector activities, and produce additional IFN-γ. Normal immune regulation involves cytokines like IL-10 and TGF-β to limit the activity of T cells and macrophages and reduce inflammation, terminating immune responses and protecting the host from immune-mediated damage. Some tumors appear to have somehow managed to avoid detection by the various arms of the immune system or have been able to limit the extent of immunological killing, thereby evading their eradication.
The best way to reestablish an immune system response against tumors is by eliciting, therapeutically, a cancer cell death pathway that is accompanied by high immunogenicity and is possibly able to inhibit or reduce the influence of the pro-tumorigenic cytokine signaling. Over the last years, several studies demonstrated that few selected anti-cancer therapeutic approaches are able to induce a promising kind of cancer cell demise called immunogenic cell death (ICD). The concept of ICD has been introduced to describe a cell death modality that stimulates an immune response against antigens coming from dead cells. After exposure to certain cytotoxic ICD-agents, changes in the composition of the cell surface promote the exposure or release of mediators, the so-called damage associated molecular patterns (DAMPs). These signals are thus further recognized by DCs to stimulate the presentation of tumor antigens to T cells. It has emerged that initiating a tumor cell death modality associated with the activation of signaling pathways that release DAMPs markedly increases the immunogenicity of dying cancer cells. Up to now, the main DAMPs involved in ICD include surface-exposed calreticulin (CRT), surface-exposed heat shock protein (HSP) 70 and 90, secreted adenosine triphosphate and passively released high-mobility group box 1 (HMGB1)[71,74]. Many conventional anticancer treatments, that include chemotherapies, radiotherapies and target therapies have had their immunogenic potential evaluated, but only a few of them have been characterized as ICD-inducers. This exclusive inducer-induction relationship exists because ICD requires, as a pre-requisite, induction of reactive oxygen species (ROS)-based ER stress, where ROS may or may not be mainly ER- directed. As a ROS-inducer therapy, the potential of PDT in stimulating ICD seems to be quite probable, and has been tested.
Preclinical studies have shown that in contrast to the effects of traditional therapies, low-dose PDT regimens can induce anti-tumor immunity, and these can be combined with high-dose PDT to achieve local tumor control with the immune suppression of distant disease. The potential mechanisms of PDT immune stimulation involve the acute inflammatory response following PDT, which might increase the presentation of tumor antigens to activate DC, and their homing in to regional and peripheral lymph nodes, thus ultimately stimulating CD8+ cytotoxic T cells and NK cells, accompanied by immune memory and the suppression of any subsequent tumor growth upon a second challenge. The degree of acute inflammation induced by PDT has been reported to be regimen dependent and to correlate with the extent of the induced vascular damage. PDT regimens that result in rapid cell death (within 1 h of treatment) and maximal tissue damage were demonstrated to cause minimal acute inflammation, presumably because of vascular shutdown, which would prevent neutrophil infiltration and systemic release of cytokines. In contrast, regimens that cause diffuse tumor damage should allow neutrophil infiltration followed by induction of expression and release of inflammatory mediators critical for enhancement of anti-tumor immunity. Ongoing studies are focused on finding optimal PDT conditions to induce systemic immunity. Recent reports have shown that PDT can be an effective adjuvant therapy to surgery that increases the probability of long-term local disease control. Recently results from a preclinical study have also identified an anti-tumor combined PDT treatment regimen that controls primary and metastatic tumor growth and enhances anti-tumor immunity of both colon and mammary carcinomas. Recently, PDT utilizing the photosensitizer hypericin (Hyp-PDT), became the first PDT modality characterized as capable of inducing ICD. Although the immunogenic potential has not been tested for all PS yet, these recent findings with hypericin constitute an important achievement because they have allowed PDT to be classified as a therapy capable of inducing ICD. Accordingly, a recent study have shown that glycoconjugated chlorin-PDT suppressed colon rectal tumor cells (CT26) growth more efficiently in immunocompetent mice compared with immuno-deficient mice. Additionally, the exposure of the mice to PDT-treated CT26 cells was capable of protecting them against a subsequent challenge with CT26 cells and this immunogenic effect was dependent on CRT exposure in the plasma membrane and HMGB1 release, two known features of ICD. Moreover, the increased interest in PDT has actually helped in a deeper understanding of technical as well as conceptual aspects of ICD and the danger signals involved in this type of cell death. Further clinical research may perhaps point PDT as a method of vaccination against tumors[78,79]. This clearly would be of great advantage since PDT in patients treated for primary breast cancer could also result in increasing acquired immunity against the cancer at distant sites.
Overall, accumulating evidence indicates that the therapeutic efficacy of several antineoplastic agents, including PDT, relies on their capacity to influence the tumor-host interaction, tipping the balance toward the activation of an immune response specific for malignant cells, especially for metastasize cancer.
PDT has been shown to be effective in treating different types of cancers, especially the ones with superficial localizations, as this intervention provides a significant improvement in both the patient’s quality of life and its cost-effectiveness compared to palliative surgery or palliative chemotherapy treatments. However, as happens with other therapies as well, the predominant unfavorable anatomical and microenvironment conditions have been reported to limit its efficacy and to contribute for the relatively slow transition from preclinical to clinical practice of PDT for treating these tumors[82,83]. Adjustment of PDT parameters such as type and local concentration of the PS, light delivery and source or dosimetry in a context where there is no homogeneity is considered as one of the bigger obstacles of this therapeutic approach.
The most common concern about the clinical use of PDT constitutes the limited penetration of light. However, nowadays this old idea that PDT is as a surface treatment because the application of external light may only treat superficial lesions is no longer believed. This problem is actually in the way of being solved because of the possibility of using fibers which can be placed in determined locations within the tumor site. Due to advances in fiber optics and microendoscopic technology, PDT can be used in the clinic with interstitial, endoscopic, intraoperative or laparoscopic light delivery systems. In this scenario, the laser light can be adapted into thin optical fibers for delivery of light into deeper and more difficult to access treatment sites. These fibers besides being used to deliver light, can also simultaneously act as diagnostic sensors that can gauge important PDT parameters which critically impact the therapeutic response, such as the fluence rate, PS concentration, PS photobleaching and the tissue oxygenation status[86,87]. It is important to take into account that the vascular collapse promoted by PDT can decrease the tumor oxygenation. Since the success of the treatment relies on the preexisting ground state oxygen to produce singlet oxygen via type II photochemical reaction [Figure 1], tissue oxygenation state significantly affects the efficiency of PDT. Moreover during the treatment itself, the formation of ROS using high light fluence rates can deplete the oxygen levels in tumorigenic tissue too fast, aggravating the tumor hypoxia and hampering the treatment outcome[40,88,89]. Thus, improvement the oxygen concentration is an important issue for PDT. In fact, adjusting the light and PS dosimetry, lowering light fluence rates or using light fractionated strategies can prevent oxygen depletion and allow sufficient time for the replenishment of oxygen in the target tissue. However, it has already been reported that different PS affect the oxygen consumption rates differently and thus PDT outcome may vary. Altogether, these results point to the need of more studies addressing how to maintain PDT performance. An interesting study employing a combination of the fractionated PDT with a PS that could produce singlet oxygen during the dark periods has recently addressed this issue. Moreover, the presence of pre-existing hypoxic areas in tumors can be circumvented by a variety of strategies such as improving tissue oxygenation prior to PDT as well as by efficiently producing radical species via type I photochemical reactions.
Regarding light source technology, researchers have been developing light delivery systems with uniform illumination, which is essential to improving light penetration and reproducibility. An example of this is the use of bulb-shaped isotropic emitters along with light detectors which have been used in hollow organs. Light dosimetry can also help to optimize the positioning of light diffusers. Furthermore, increasing the selectivity of PDT could be achieved by customizing the diffusers such as balloons and cylindrical applicators according to the form and dimensions of the target tissue[92,93].
Additionally, recent advances in LED and diode lasers have allowed to merge their ability of output potency, enhanced portability and precision optical fiber coupling. These, non-collimated and less expensive light sources will certainly ease the translation of PDT to clinical procedures. They are usually employed due to their robustness, short bandwidth, relatively low maintenance cost and ability to be configured to the wavelength required by the PS. Lamps such as Tungsten filament lamps, metal halide lamps, powerful Xenon arc lamps and pulsed lasers are also commonly used in the PDT field.
Besides the light source itself, defining the strategy of light application is of fundamental importance since different irradiation protocols using the same source can lead to different outcomes in PDT. Another drawback to be dealt with in PDT prescriptions is light dose regimens because they might also influence the host anti-tumor reactions and optimal strategies are likely case dependent[35,85]. Therefore, a full understanding of light dosimetry is an important part of PDT. The issue of light in PDT is under careful investigation and improvements and new technologies in this field will certainly lead to optimized overall PDT efficacy and protocols. For example, one strategy to induce deep tissue phototoxicity is to perform repeated PDT or metronomic PDT (slow infusion of PS and low dose light). Recent studies have shown that fractionated PDT might induce a high degree of necrosis deeper than PDT alone[35,84,94]. The fact that this strategy may allow for continuous accumulation of PSs at the treatment site contributed to providing a better treatment response profile and increased the feasibility of reaching deeper tissues.
In terms of adverse events associated with PDT, the most common is skin photosensitivity, especially when PSs of the first generation were systemically administered. In these cases, patients have to avoid sunlight and strong artificial light for weeks. Another side effect often reported is pain. The main mechanism behind PDT-induced pain has not yet been elucidated, but several studies have found it to be associated with the size of the treated area, PS type, lesion type, gender, age and light protocol. There are evidences suggesting that continuous activation of low levels of PS with methods using lower irradiance and possibly shorter incubation times are associated with decreased pain without loss of PDT efficacy. Additionally, the occurrence of inflammation, fever and nausea are typical but often successfully managed with medication. Tumor recurrence is often reported in clinical trials, probably due to inadequate tumor eradication. It can be a result not only to insufficient light or PS penetration, but also the presence of PDT resistant tumors. Although the causes for recurrence often lie beyond the scope of clinical trials, there is a strategy to overcome incomplete tumor elimination by PDT that is to combine two or more PSs. The idea behind this is to choose PSs that target different cellular compartments of the tumors allowing for a better overall therapeutic outcome[64,95,97]. Another strategy could be to associate PDT with other existing compounds used for chemotherapy. In a recent study the combined use of ferroptosis inductors and Gencitabine has shown to be able to significantly overcome the resistance to the chemotherapeutic agent displayed quiet frequently in pancreatic adenocarcinomas.
Most people diagnosed with cancer will require surgery as the main strategy for tumor removal with or without radiotherapy and systemic therapy. Tumor cells generally migrate from a primary tumor through the blood stream and lymphatic system and may be detected in one or more sentinel lymph nodes before spreading further to a secondary site. In the case of non-metastatic cancer, identifying cancer cells in the lymph nodes is one of the most important prognostic factors for determining the need for adjuvant radiation therapy and/or chemotherapy. Once cancer has spread to distant sites, the removal of tumor has not consistently shown a survival benefit. In these cases, surgery may help with palliative control of an ulcerated tumor on the chest wall and only unspecific broad-spectrum therapies are the currently treatment option available. Thus, effective and safe therapies for this stage of the disease are still needed.
Several in vitro studies have shown a synergism between PDT and ionizing radiation in killing cells[100,101]. The combined application of low dose of radiotherapy (4Gy) and indocyanine green, with light proved to be very effective and resulted in a nearly complete reduction of survival. In a preclinical animal model, PDT following radiotherapy showed evidences of improved trabecular structure. Quantitative histological examination suggested that PDT induced increases in the bone-to-marrow ratio, due mainly to the increased formation of newly formed woven bone and an increase in osteoid formation in comparison with the situation in rats treated with radiotherapy alone. A subsequent study demonstrated that PDT appeared to improve vertebral integrity in combination with bisphosphonates or radiotherapy, suggesting its potential use in adjuvant treatment of spinal metastases. These reports suggest that treatment of tumors with a combination of PS-mediated PDT and ionizing radiation could be superior to their individual use. The interaction of PDT and ionizing radiation could enhance the systemic therapeutic effect, thus reducing the radiation dose and potential side effects.
The effect of PDT combined with traditional chemotherapy for the treatment of breast cancer has also been studied and there are many examples. The treatment with appropriately combined low doses of cisplatin and indocyanine green- based PDT in vitro was proven to be more effective than each therapy alone. This synergistic effect is of extreme importance to be considered since cisplatin is one of the chemotherapeutics which is likely to cause severe side effects. Also the combination of mTHPC mediated PDT and 5-fluoro-2-deoxyuridine resulted in lower cell survival than the corresponding single mode treatment. Additionally, the enhanced antitumor effects between PDT and doxorubicin has already been demonstrated both in vitro and in vivo in a preclinical study on breast cancer. Although little is known about the mechanisms involving the interactions between chemotherapeutic drugs and PSs, or how they can be combined to increase cell killing and reducing side effects, all the cooperative effects between PDT and traditional chemotherapeutics cannot be neglected. Hence, PDT in combination with chemotherapy is among many strategies which have been proposed to potentiate the therapeutic outcome of low-dose chemotherapy and thus minimize side effects and acquisition of drug resistance. A great advantage of PDT is that it can be used either before or after chemotherapy, radiotherapy or surgery, without compromising these therapeutic modalities. Moreover, the adverse effects of chemotherapy or radiation do not affect sensitivity to PDT. These findings support the use of PDT, at least as an adjuvant therapy, for enhancement of anti-tumor immunity which may be capable of controlling cancer secondary disease.
Further research and more effort are required in order to allow PDT to be accepted as a suitable treatment for breast cancer. Even though, there is lot of evidence pointing that this therapeutic approach should be considered as an antitumor treatment, the actual challenge for PDT is to translate the advances in understanding the effects in the cell-line-based and animal models studies into the clinical practice.
Despite the increasing number of studies with a growing number of chemical compounds and their generally increased number of favorable aspects as compared to more standard treatments, only a few PS have already been approved for clinical use and only for the treatment of a few diseases.
While the majority of PDT uses involve different types of cancer, ALA use with distinct formulations is already approved for several clinical applications, ranging from mild and moderate actinic keratosis to non-hyperkeratotic actinic keratosis. Some are also used to treat the Bowen’s disease and basal cell carcinoma. Moreover, for serious ocular diseases such as age-related macular degeneration and myopic choroidal neovascularization there is a clinically approved PS called Verteporfin in current use[108,109]. In 1993, Porfimer sodium (Photofrin) was the first PS approved for clinical used of PDT by the Canadian Health Agency for bladder cancer treatment. Later on, it was approved by the Food and Drug Administration (FDA) and also in several other countries for the treatment of various types of cancer, such as lung, esophageal, gastric, and cervical cancers as well as for cervical dysplasia. This photosensitizer is still widely used in PDT for treatment of various conditions[111,112]. However, being a complex mixture of molecules with poor tissue selectivity and low light absorption, high concentrations of porfimer sodium are needed, which make it to persist over 2 months after the administration, rendering patients photosensitive. A second-generation of PS has been then developed, with improved purity, longer wavelength absorptions and higher photosensitivity and tissue selectivity. Temoporfin was the second PS to receive approval and extensively used for treatment of advanced head and neck squamous cell carcinomas[115,116]. Temoporfin was also tried for the treatment of breast, pancreatic and prostatic cancer[117-121], with mixed results. For breast cancer there was response in all patients with minimal-invasive and few side effects. Similarly, for prostate cancer it appeared a safe procedure and after 8 of 10 PDT sessions, the prostate specific antigen fell by up to 67% and biopsies of treated areas revealed necrosis and fibrosis at 1-2 months. However, in patients with malignant biliary obstruction, endoscopically delivered Temoporfin-PDT caused efficient tumor necrosis and recanalization of blocked metal stents, but it showed a significant risk of complication with one leading to a fatal liver abscess and two patients developing haemobilia within 4 weeks of treatment, one of whom died with a gall bladder empyema. A mono-L-aspartyl chlorin, Talaporfin, was approved in Japan as a PDT for lung cancer but was also employed for early head and neck cancer patients and is going through the phase II trial for the treatment of colorectal neoplasms and liver metastasis. There are also other drugs approved as orphan drugs by the FDA for PDT treatment for Cutaneous T-cell lymphoma (SGX301) and for biliary tract cancer (LUZ11).
Since PDT has the potential to present a local effect, it lacks systemic adverse effects seen in other therapies. Additionally, because of its mechanism, PDT can be used in the clinic in combination with other procedures, such as radiotherapy, chemotherapy or surgery. At the present time there are a number of on-going trials using PDT with distinct PS for different types of cancer. Among all the on-going trials registered at clinicaltrials.gov (not concluded), about 50% of them use PDT alone or in combination with other therapies for at least one condition [Table 2]. So far PDT using distinct photosensitizers appears to be effective in decreasing tumor size and increasing patient survival in several of the trials, which target different kinds of tumors [Table 3]. Interestingly, the clear majority of current on-going trials for cancer are using photosensitizers that have already been approved for clinical use, mainly with Photofrin and ALA but also with Verteporfin and other still unapproved compounds.
Number of on-going trials registered in clinicaltrials.gov using Photodynamic therapy for major conditions
|Major condition||Number of trials|
|Others (only 1 trial each)||6|
Details of on-going clinical trials with the usage of PDT for handling neoplastic diseases
|Indication||Photosensitizer||Study type||Estimated study completion date||Estimated enrollment (participants)||ClincalTrials.gov Identifier|
|Anal Cancer||Aminolevulinic acid||Interventional||Apr/21||12||NCT02698293|
|Basal Cell Carcinoma||Aminolevulinic acid||Interventional||Nov/21||50||NCT03467789|
|Basal Cell Carcinoma||Aminolevulinic acid||Interventional||01/May/23||50||NCT03483441|
|Basal Cell Carcinoma||Aminolevulinic acid
|Basal Cell Carcinoma||Methyl aminolevulinate||Interventional||01/Jun/20||20||NCT03167762|
|Basal Cell Carcinoma
Basal Cell Neoplasms
|Basal Cell Carcinoma, Superficial||Aminolevulinic acid||Interventional||Aug/24||186||NCT03573401|
|Brain Tumor, Recurrent||Porfimer sodium||Interventional||Jun/31||30||NCT01966809|
|Brain Tumor, Recurrent||Porfimer sodium||Interventional||Apr/24||24||NCT01682746|
|Breast Cancer, Metastatic||Verteporfin||Interventional||Dec/19||15||NCT02939274|
|Cervical Intraepithelial Neoplasia||Aminolevulinic acid||Interventional||Nov/18||60||NCT02631863|
|Desmoid Tumors||Aminolevulinic acid||Interventional||Dec/26||140||NCT01898416|
|Esophageal Adenocarcinoma, Stages I, II, III
Esophageal Squamous Cell Carcinoma, Stages I, II, III
|Esophagogastric Cancer||Palladium bacteriopheophorbide||Interventional||Apr/19||36||NCT03133650|
|Head and Neck Carcinoma, Recurrent
Head and Neck Carcinoma, Locally Advanced
|Lung Cancer||Porfimer sodium||Interventional||15/Sep/17||10||NCT03211078|
Lung Cancer, Metastatic
|Lung Cancer, Non Small Cell||Porfimer sodium||Interventional||Sep/21||66||NCT03564054|
|Lung Cancer, Non Small Cell
|Lung Cancer, Non-Small Cell
|Lung Cancer, Squamous Cell||Chlorin e6-PVP||Interventional||Oct/24||111||NCT03346304|
|Mesothelioma, Epitheliod Malignant Pleural||Porfimer sodium||Interventional||May/18||102||NCT02153229|
|Oral cancer||Aminolevulinic acid||Interventional||31/May/19||30||NCT03638622|
|Oral Cavity Squamous Cell Carcinoma, Stage I
Oral Cavity Squamous Cell Carcinoma, Stage II
|Pancreatic Cancer, Non-Resectable||Verteporfin||Interventional||Jan/22||15||NCT03033225|
|Pancreatic Cancer, Stage III
Pancreas, Acinar Cell Adenocarcinoma of the
Pancreas, Duct Cell Adenocarcinoma of the
|Peritoneal Carcinomatosis||Hypericum perforatum extract||Interventional||Jul/20||50||NCT02840331|
|Prostate Cancer, Localized||Palladium bacteriopheophorbide||Interventional||01/Mar/24||50||NCT03315754|
|Prostate Cancer, Recurrent||Verteporfin||Interventional||31/Dec/20||36||NCT03067051|
|Skin Cancer, Non-melanoma||Aminolevulinic acid||Interventional||Mar/21||20||NCT02751151|
|Skin Cancer, Non-melanoma||Aminolevulinic acid||Interventional||Dec/22||40||NCT02867722|
|Skin Cancer, Non-melanoma||Aminolevulinic acid||Interventional||30/Apr/21||20||NCT03110159|
|Squamous Cell Carcinoma||Aminolevulinic acid||Interventional||Jan/20||40||NCT03025724|
|Urothelial Carcinoma, Upper Tract||Palladium bacteriopheophorbide||Interventional||Aug/20||18||NCT03617003|
|Esophageal Adenocarcinoma, Early||any||Observational||Jan/22||400||NCT00587314|
|Lung Cancer||Porfimer sodium||Observational||30/Dec/24||1000||NCT01842555|
The majority of approved PDT protocols are related to the treatment of superficial lesions of skin and luminal organs. However, due the enhancement of PS efficiency and light delivery, interstitial and intra-operative approaches have been investigated for the ablation of a broad range of solid tumors. The first clinical application of PDT for breast cancer treatment was to treat skin metastases recurrence in the chest wall. The protocol tested was using Photofrin, and showed benefits in fifty percentage of the patients. Later studies with Photofrin, m-THPC and Npe6 supported PDT as an effective palliation treatment for chest wall recurrence in breast cancer patients. Further applications for PDT as treatment for breast cancer solid tumor and its sequelae, specifically its role in combination with adjuvant radiotherapy and chemotherapy, are being explored. Regarding the metastatic problem in breast cancer, although this systemic complication represents the most complex challenge in PDT-treatment for this type of tumor, a study conducted with fourteen patients with more than 500 truncal metastases showed that all patients presented tumor necrosis and nine of them demonstrated complete responses. Last but not least, a clinical trial of late-stage breast cancer patients treated by a local intervention using an 805 nm laser for non-invasive irradiation, indocyanine green and an immunoadjuvant (glycated chitosan) for immunological stimulation has shown that the combine therapeutic approach was safer and more efficient for treatment of metastatic breast cancer than each individual strategy. This study demonstrated that adjuvant treatment with immunotherapy following PDT may improve its effectiveness and represents a viable future treatment of tumors at distant sites, as discussed before, but still need more clinical studies.
There are several other new approaches being tested in “in vitro” and or in pre-clinical models aiming at improving the performance, the homing and delivery of PSs or including mixed formulations of chemotherapeutics in combination with PSs which appeared to show promising results up to now[126,127]. The fast development of the field of nanostructurated materials is in part responsible for the great increase of different innovative alternatives and approaches being studied. Of note is the notion that these approaches could also be used as detection and treatment alternatives at the same time supporting the idea that a better outcome could be reached by using these new multitasks tools in a near future. For example, a recent report has described the results of a pH, glutathione (GSH) and hyaluronidase (HAase) triple-responsive nanoplatform for HER2 and CD44 dual-targeted and fluorescence imaging-guided PDT/photothermal therapy (PTT) dual-therapy against HER2-overexpressed breast cancer. The nanoplatform was fabricated by functionalizing gold nanorods (GNRs) with hyaluronic acid (HA) pendant hydrazide and thiolgroups via Au-S bonds, and subsequently chemically conjugating 5-ALA, Cy7.5 and anti-HER2 antibody onto HA moiety for PDT. The final Nano platform bears fluorescent imaging and active targeting capacities, respectively. In this study the authors not only demonstrated that HER2 and CD44 receptors-mediated dual-targeting strategy significantly enhanced the cellular uptake of GNR-HA-ALA/Cy7.5-HER2 but also that the combined PDT/PTT treatment had significantly superior antitumor effect than PDT or PTT alone both in the MCF-7 cells model as well as in pre-clinical studies. Additionally, studies performed in human breast derived cell lines have shown that supersaturated hypericin (HYP) encapsulated on Pluronic® P123 (HYP/P123) micelles presented high stability and high rates of binding to cells, which resulted in their selective internalization in MCF-7, indicating their potential to permeate the membrane of these cells. Moreover, HYP/P123 micelles accumulated in mitochondria and endoplasmic reticulum organelles inducing photodynamic cell death by necrosis and selective time- and dose dependent phototoxic effects on MCF-7 cells but little damage to non-tumorigenic cells. The micelles inhibited the generation of cellular colonies as well as migration of tumor cells indicating possible capacity to prevent the recurrence of breast cancer and to minimize the chances of cell spreading and thus the formation of metastases.
Although PDT is based on the preferential accumulation in the tumor tissue, this selectivity is not absolute and some damage can occur to the surrounding tissue. Thus, a deeper understanding of the molecular mechanisms involved in drug delivery and specific targeting of tumors should contribute to the development of more specific technologies to deliver light and/or drugs to the tumor site and also to minimize resistance to PDT. Accordingly, the development of new PS targeting specific tumor sites have led to the modality of targeted-PDT. Another approach consists the photochemical delivery of drugs through photochemical internalization (PCI), a modified form of PDT. PCI is actually a light-controlled drug-delivery alternative in which light activation enables spatiotemporal specificity and control of the intracellular drug release[131-133]. Moreover the potential of PCI to circumvent the resistance and increase the efficacy of a variety of anticancer agents, have been demonstrated in several tumor models including approaches to overcome PDT-resistance in breast cancer cells[133,134]. Since identifying cellular resistance mechanisms by understanding the differences in cell response at the molecular level is of fundamental importance to improving the protocol and to increase the success of the therapy, we have recently shown that breast cancer cells are differently affected by methylene blue (MB) concentrations at the same light dose in MB-PDT and that non-malignant human breast cells are significantly more resistant to the therapy compared to the malignant ones. One more example of how the use of a targeting agent would ideally improve the selectivity of PDT for the tumor tissue has been shown in a recent study. By using polyethylene glycol-coated, folate conjugated, benzoporphyrin derivative-loaded liposomes for PDT treatment of breast cancer cells, the researchers have reported that these liposomes are targeted for are greater uptake into TNBC cancer cells. Therefore, focusing on the molecular differences of cell death mechanisms induced by PDT, starting with an optimized PS choice and conditions of its delivery and activation, will certainly provide valuable clues for the development of new therapeutic strategies aiming at improving the efficacy of PDT against cancer cells[7,15].
The challenges in fighting the disease rely on intrinsic tumor resistance properties, molecular heterogeneity, and metastasis. Considering all the information provided one can conclude that there are almost no doubts that one relevant advantage of PDT over other cancer treatments is the possibility of generating less side effects to the patients.
In summary, in this review we have explored and presented a broad up-date on the use of PDT as a therapeutic approach in the treatment of primary cancer as well as metastasis. We have covered several topics ranging from the photochemical mechanisms involved, the different cell death mechanisms being triggered by several photosensitizers up to the more recent-on-going clinical trials. Additionally, we have presented a significant amount of information underscoring the relevance of PDT as an alternative therapeutic approach capable of inducing several mechanisms of cell death, some of them simultaneously. This capacity could be an interesting way of overcoming the problem of death resistance displayed by many tumors since one of the characteristics that is important for an alternative therapy for cancer treatment is to broaden the spectrum of cell death mechanisms being gathered in order to by-pass the different resistance mechanisms displayed by malignant cells.
Finally, even if more research is still needed in the field including the development and optimization of PS synthesis in order to increase the efficiency on specific tumor cell damage, light sources and irradiation protocols, it is evident that in the majority of the cases, PDT represents a suitable therapeutic alternative presenting several advantages over the traditional clinical approaches for cancer treatments. It is clear that PDT deserves more opportunities and investment in clinical trials. By doing so, it could be expected that the increase in the number of clinical studies with metastatic or non-mestastatic cancer, in the near future, could allow the scientific and clinical community to make more robust conclusions about PDT’s real translational potential to become a standard first-line therapy, either alone or in combination with other treatments, for a wide variety of tumors.
Responsible for the paper: Baptista MS, Labriola L
Concept, design, definition of intellectual content: dos Santos AF, Baptista MS, Labriola L
Literature search, manuscript preparation and revision: dos Santos AF, de Almeida DRQ, Terra LF, Baptista MS, Labriola L
Manuscript editing: dos Santos AF, Labriola LAvailability of data and materials
Not applicable.Financial support and sponsorship
This work was supported by CAPES, CNPq and FAPESP (2017/03618-6; 2016/04676-7 and 2013/07937-8).Conflicts of interest
All authors declared that there are no conflicts of interest.Ethical approval and consent to participate
Not applicable.Consent for publication
© The Author(s) 2019.
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